Philadelphia Stock Exchange

Results: 603



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11United States / Financial Industry Regulatory Authority / Financial regulation / NASDAQ / Philadelphia Stock Exchange / U.S. Securities and Exchange Commission / Securities Exchange Act / ACT / United States securities law / Self-regulatory organizations / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BXApril 14, 2015 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2015-04-14 18:41:37
12Stock market / Finance / Self-regulatory organizations / Order / National best bid and offer / Floor broker / Philadelphia Stock Exchange / Options Price Reporting Authority / Market maker / Financial markets / Financial economics / Investment

PDF Document

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-23 19:19:36
13Investment / Financial economics / Economy of New York City / NASDAQ / Securities Exchange Act / Philadelphia Stock Exchange / Order / Economy of the United States / Self-regulatory organizations / Stock market

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxApril 1, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change t

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Source URL: www.sec.gov

Language: English - Date: 2015-04-01 14:44:29
14Economy of the United States / Self-regulatory organizations / United States / Financial economics / Philadelphia Stock Exchange / NASDAQ / Securities Exchange Act / Stock exchange / Securities Act / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law

SR-PhlxPage 27 of 40 EXHIBIT 5 New text is underlined; deleted text is bracketed.

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 10:20:46
1573rd United States Congress / United States Securities and Exchange Commission / Financial regulation / United States / Securities Exchange Act / NASDAQ / Philadelphia Stock Exchange / Securities Act / Financial Industry Regulatory Authority / United States securities law / Economy of the United States / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxMarch 19, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 10:20:45
16Investment / Economy of New York City / NASDAQ / Options Clearing Corporation / Securities Exchange Act / Stock market / Philadelphia Stock Exchange / Market maker / Costs / Financial economics / Financial markets / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQMarch 31, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 17:40:26
17Financial Industry Regulatory Authority / NASDAQ / Philadelphia Stock Exchange / Boston Stock Exchange / OMX / Economy of the United States / Self-regulatory organizations / United States securities law

SR-BXPage 26 of 26 Exhibit 5 Deleted text is [bracketed]. New text is underlined.

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Source URL: www.sec.gov

Language: English - Date: 2015-04-14 18:41:37
1873rd United States Congress / United States Securities and Exchange Commission / United States securities law / Financial markets / Investment / Options Clearing Corporation / Philadelphia Stock Exchange / Securities Act / Securities Exchange Act / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxMarch 26, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-03-27 10:11:51
19NASDAQ / Boston Stock Exchange / ACT / Philadelphia Stock Exchange / Financial Industry Regulatory Authority / OMX / U.S. Securities and Exchange Commission / Economy of the United States / Self-regulatory organizations / Options Clearing Corporation

SR-BXPage 17 of 26 Exhibit 3

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Source URL: www.sec.gov

Language: English - Date: 2015-04-14 18:41:38
20Business / Investment / Rebate / Sales promotion / Short / Philadelphia Stock Exchange / Market maker / Financial markets / Finance / Financial economics

SR-Phlx[removed]Page 51 of 56 EXHIBIT 5 New text is underlined; deleted text is in [brackets].

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Source URL: www.sec.gov

Language: English - Date: 2015-03-10 13:06:21
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